Nov. 10: Thinking Beyond the Transition

On Nov. 10, the Veterans Roundtable of NYSSA will host its 2nd Annual Roundtable event Veterans in Finance:  Thinking Beyond the Transition at NYYSA’s offices on 1540 Broadway in Manhattan. For registration to the event, please use NYSSA’s website by clicking here. Veterans and non-veterans alike are welcome!

At the event, we will discuss how transitioning veterans can better prepare for and better evaluate their skills/preferences for making good decisions on their future paths. The panel will include several very successful veterans who have made ‘the transition’, both recently and years prior. Greg Parsons, CEO of Semper Capital Management, and former U.S. Marine Corps Captain will be among our panelists. Other panelists to be announced.

We are delighted to welcome Ken Marlin, Managing Principal and Founder of Marlin & Associates as our keynote speaker. For more than 30 years, Ken has advised scores of U.S. and international middle-market technology enabled firms on the best ways to buy, sell, grow and thrive.

Fifteen years ago, Ken embarked on a journey to create a different sort of investment bank. One that would meld the investment banking skills he learned on Wall Street and as a tech entrepreneur with values and principles Ken learned during the decade that he spent on active duty as U.S. Marine Corps infantry officer (principles such as , courage, commitment, competence, discipline, teamwork, planning, respect, persevering in the face of adversity and trying hard to do the right things, for the right reasons, every time). It’s about being Always Faithful (“Semper Fidelis”).

Ken is the author of The Marine Corps Way to Win on Wall Street: 11 Key Principles from Battlefield to Boardroom, published by St. Martin’s Press. It is a book that “…lays out a compelling vision to improve Wall Street and Main Street by returning to solid core values like taking the long view, behaving with honor, delivering excellence and working for a cause greater than money…”  As Ken says:  He no socialist and has no issue with making money – as long as it is done with honor.

Immediately before founding M&A, Ken led the Business Information and Internet practice at the media merchant bank and private equity fund Veronis Suhler Stevenson. Along the journey, Ken has had many roles. Among others, he was Senior Vice President for Strategy and Acquisitions at Dun & Bradstreet, when D&B was a diversified multi-national holding company buying and selling many of the same sorts of tech and information businesses that M&A advises today. At D&B, Ken led more than 60 transactions while developing strategy in 13 countries.

Ken then took the position of President and CEO of Telekurs (NA) a global information technology and data firm owned by a consortium of Swiss banks. Four years later, with venture backing, Ken and his partners acquired a large portion of Telekurs NA and used that base to form Telesphere Corporation, where he was CEO. Later, Ken and his partners sold Telesphere to Bridge Information Systems, where he became Executive Vice President.

Ken earned a BA from the University of California (Irvine), an MBA from UCLA, and a post-MBA Advanced Professional Certificate in Corporate Strategy from New York University. He is a former Captain and infantry company commander in the U.S. Marine Corps (serving ten years on active duty including two tours in the Far East).  Ken is quoted regularly in publications such as Business Week, Forbes, The Wall Street Journal, The New York Times and the New York Post. He also has appeared on radio and television programs such as CBS News, BBC-Worldwide, Fox Business, Sirius XM Radio, Yahoo! TV, The Street.Com TV, and CNBC.

In 2010, Ken was named as one of the 25 inaugural members of the Market Data Hall of Fame.

In 2011, Institutional Investor (“II”), the international publisher, named Ken as one of II’s “Tech 50”, which honors the 50 most “disruptive” figures in the financial technology sector.

In 2014, Institutional Investor again, named Ken as one the 50 most influential people in the financial technology industry. Again, he was the only investment banker on the list.

In 2015, II named Ken as one of the “Tech 35”.

Ken is a believer in community service. He is a former board member of the American Red Cross of Greater New York, the Hurricane Island Outward Bound School and the Phoenix House Foundation. Currently, he is a Trustee of the Madison Square Boys and Girls Club. He also works to support the Wall Street Warriors Foundation and the BJ/SPSA Homeless shelter, where he and his daughter have been overnight volunteers. Ken lives in Manhattan with his wife, daughter, a cat, and turtle. He is a registered securities principal and hold licenses in series 24, 7, 62 and 63.

Aug 30 4PM, “Semper Fi: Principles & Values for Corporate America”, (drinks at Pig & Whistle on 3rd Ave. 6:30PM)

On Tues. Aug 30, 4PM-6PM, at the Bloomberg Building, 731 Lexington Ave

Bloomberg Military and Veterans Community, in partnership with the U.S. Marine Corps, VOWS and Business Executives for National Security (BENS), are hosting a Leadership Round Table at Bloomberg Tower.

“Semper Fi: Principles & Values for Corporate America” Roundtable Panel.

Senior military leaders and corporate executives will gather to discuss transitioning Marines to civilian life.

Register here by Aug 26, space is limited!

NYSSA Veteran Roundtable members can meet afterward at Pig & Whistle, 922 3rd Ave, between 55th and 56th Ave.


Juliet Beyler, Deputy Assistant Secretary of the Navy (Military Manpower and Personnel) Office of the Secretary of the Navy, USMC (Retired)

Sergeant Major Ronald Green, Senior Enlisted Marine of the U.S. Marine Corps

Beth Mazzeo, Chief Operating Officer and Global Head of Support at Bloomberg

Lieutenant General Rex C. McMillian, Commander Marine Forces Reserve & Marine Forces North, Captain for Delta Air Lines in his civilian employment

Sarah Travaglio, Head of Media Account Management at LinkedIn, Graduate of the United States Military Academy at West Point

Paul Wood, Chief Risk & Compliance Officer at Bloomberg, Former Wing Commander Royal Air Force Police

Anton Sattler, USMC, Bloomberg Creative Agency, Producer of Award Winning Documentary, Chosin

July 21: “A New Space Race” Panel at NYSSA

A New Space Race:  How Elon Musk, Jeff Bezos and Google are Shaping the Future of Commercial Space and Creating Investments Opportunities Along the Way

Mark calendars for Thursday, July 21 at NYSSA’s offices, 1540 Broadway/45th Street 5:30PM-8:00PM.  Please register on NYSSA’s website.

Noah Poponak, Goldman Sachs


Patrick ZeitouniMcKinsey, Defense & Aerospace practice

Sean Casey, Silicon Valley Space Center

Jeff Manber, Nanoracks

Robert Cenker, Former Space Shuttle mission specialist for a private satellite launch by RCA


An installment of the NYSSA Innovators and Disruptors Series…
The purpose of the panel is to explore how the various issues across businesses connected to the space sector, from TV broadcasting, telecommunications, and media groups to investment banks, data analytics and insurance firms, are generating investment opportunities for private wealth clients and institutional investors. The panel will offer insights about a $350 billion sector that will continue to grow exponentially in the foreseeable future.

Topics That Will be Discussed:

  • State and trends in the commercial industry
  • Recent examples of successful deals in the commercial space
  • Perspectives for investors

What You Will Learn:

  • Understand the driving forces behind a growing sector
  • Learn about recent trends regarding investment opportunities
  • Become familiar with the main players in the industry
  • Be briefed about opportunities and challenges